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30 de set. de 2022 · The Securities and Exchange Commission today filed insider trading charges against Charles Rustin "Rusty" Holzer, a former broker who now manages a New York-based family investment office, and Fernando Moraes, the Chief Operating Officer of that family office.
2 de ago. de 2023 · Holzer, a Florida investment adviser, allegedly used nonpublic information about Dun & Bradstreet Corp. to trade in offshore accounts and make $391,308 in profits. The SEC obtained a final judgment against him and two entities he controlled, ordering them to pay penalties and disgorgement.
2 de ago. de 2023 · By. Lukas I. Alpert. Charles “Rusty” Holzer settled with the SEC last year, but failed to say he had made similar insider-trades using an offshore entity. The Securities and Exchange Commission...
22 de mai. de 2019 · Learn about Dr. Charles Holzer, a surgeon who established the first general hospital in southeast Ohio and founded The French Art Colony in Gallipolis. He also built the Silver Bridge, the Our House Museum, and donated the hospital to the community.
2 de ago. de 2023 · Charles Rustin Holzer, 54, of Wellington, agreed to a civil penalty of more than $1 million, three times his unlawful insider trader profits, to settle charges by Securities and Exchange...
- Allen Cone
- WPTV Digital Content Producer
- Allen.Cone@wptv.com
Rusty Holzer As the Founder and Chief Executive Officer of Worth Capital Holdings, a family-oriented real estate enterprise, Rusty plays a pivotal role in steering, financing, and developing real estate transactions valued at over $1 billion.
30 de set. de 2022 · Charles Rustin Holzer and Fernando Moraes, former executives of a family office, traded in options of Dun & Bradstreet based on nonpublic information and tipped others. They consented to pay disgorgement, interest and penalties, and were barred from acting as public issuer officers.
