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10 de mai. de 2024 · Federal Reserve Supervision and Regulation Report. The report summarizes banking conditions and the Federal Reserve’s supervisory and regulatory activities, in conjunction with semiannual testimony before Congress by the Vice Chair for Supervision. 2024. May: Report: HTML | PDF | Chart Data and Descriptions. Testimony: HTML | PDF. 2023. November:
- Supervision and Regulation
Supervision and Regulation. The Federal Reserve promotes a...
- Supervision and Regulation
- Supervisory and Regulatory Initiatives
- Regulatory Reports
- Staff Development Programs
The Federal Reserve's supervision activities include examinations and inspections to ensure that financial institutions operate in a safe and sound manner and comply with laws and regulations. These include an assessment of a financial institution's risk-management systems, financial conditions, and compliance. The Federal Reserve tailors its super...
The Federal Reserve, along with the other member FFIEC agencies, requires banking organizations to periodically submit reports that provide information about their financial condition and structure. The Federal Reserve requires that U.S. holding companies periodically submit reports that provide information about their financial condition and struc...
The Federal Reserve's staff development program supports the ongoing development of nearly 4,000 professional supervisory staff, ensuring that they have the requisite skills necessary to meet their evolving supervisory responsibilities. The Federal Reserve also provides course offerings to staff at state banking agencies. Training activities in 202...
Learn about the researchers who work in the Division of Supervision and Regulation, which oversees the safety and soundness of financial institutions and activities. Find their names, fields of interest, job roles, and contact information.
1 de mar. de 2017 · The regulation also applies to any extension of credit by a member bank to a company controlled by a bank official and to a political or campaign committee that benefits or is controlled by an executive of the financial institution. An executive officer of a member bank who becomes indebted to any other member bank must, under certain ...
This guide explains the rules adopted by the Board of Governors of the Federal Reserve System and the U.S. Securities and Exchange Commission for banks under the Securities Exchange Act of 1934. It covers the exceptions and exemptions for banks from the definition of broker, such as networking, trust and fiduciary activities, and foreign securities transactions.
Learn how the Fed and other agencies regulate and supervise banks and financial institutions to ensure safety and soundness. Find out the difference between regulation and supervision, and why they are important for the economy.
